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Integrated luminosity (L) is a basic quantity in high energy physics experiments. It reflects the size of the data sample, which is crucial to most of the physics studies in collider-based experiments. It is also the bridge between the number of produced events (N) and the cross section (σ) of any physics process:
$ N = L \cdot \sigma . $
(1) According to this relationship, with the integrated luminosity one can calculate the number of produced events from a known cross section or measure the cross section from a determined number of produced events. The precise measurement of integrated luminosity is thus fundamental to estimating experimental yields accurately and testing theoretical models precisely.
This paper presents a measurement of the integrated luminosity of the first
$ e^+e^- $ collision data sample collected with the Belle II detector [1]. The Belle II experiment runs at the SuperKEKB accelerator at the High Energy Accelerator Research Organization (KEK) in Tsukuba, Japan. Belle II [2] is a next-generation B-factory experiment [3]. It is the successor to the Belle experiment [4] and plans to record a dataset of 50 ab−1, which is about 50 times the Belle dataset. With these data, Belle II aims to search for physics beyond the Standard Model and further study CP violation in the flavor sector, and precisely measure all parameters of the Cabibbo-Kobayashi-Maskawa "unitarity triangle" [2]. The experiment will also study properties of the strong interaction in hadron physics.Operation of the SuperKEKB accelerator and the Belle II detector can be divided into three phases: Phase 1, from February to June 2016; Phase 2, from April to July 2018; and Phase 3, from March 2019 onwards. The data sample under study in this work was recorded during Phase 2. During this phase, the beams of electrons and positrons collided at the center-of-mass (CM) energy of the
$ \varUpsilon \left( {4{\rm{S}}} \right) $ resonance, with a peak instantaneous luminosity of$ 5.55 \times 10^{33} \;{\rm cm} ^{-2} {\rm s} ^{-1} $ , and the data sample was collected with a nearly complete Belle II detector. (The full vertex detector was not yet installed; see the next section for the detector description.) In the earlier Phase 1, the beams were circulated but not collided in the accelerator's storage rings for beam-line conditioning, accelerator performance tuning, and beam background studies [5]. In current and future Phase 3 running, copious data samples of beam-collision events are recorded for the comprehensive physics program of Belle II. The luminosity measurement of the collision data in Phase 2 is necessary for physics measurements with this data, and is valuable preparation for future measurements in Phase 3.In
$ e^+e^- $ collision experiments, the integrated luminosity is mainly measured according to Eq. (1) with the following two well-known quantum electrodynamics processes: Bhabha scattering$ e^+e^- $ $ \to $ $ e^+e^- $ (nγ) and digamma production$ e^+e^- \to \gamma\gamma $ (nγ) [6–11]. Here, nγ in the Bhabha process involves both the initial-state and final-state radiation photons, while nγ in the digamma process only refers to the initial-state radiation photons. These two processes have large production rates, accurate theoretical predictions for the cross sections, and simple event topologies that can be simulated precisely and selected with essentially no background contamination. These three features reduce the statistical and systematic uncertainties, making the Bhabha and digamma processes ideal for integrated luminosity measurements. In this work, we perform two independent measurements with these two processes; the separate measurements cross-check our methodology. -
In both of the Bhabha-dominant and digamma-dominant measurements, with their respective selection criteria applied, we obtain the number of candidate events (
$ N_{\rm data}^{\rm obs} $ ) observed in the data sample, and the detection efficiencies of Bhabha and digamma events ($ \epsilon_{\rm ee} $ and$ \epsilon_{{\rm{\gamma}}{\rm{\gamma}}} $ ) estimated using their respective MC samples, as listed in Table 1. Similarly, all the residual efficiencies of the individual categories of backgrounds ($ \epsilon_{\rm bkg} $ ) are estimated with their corresponding MC samples.Quantity Bhabha digamma $N_{\rm data}^{\rm obs}$ $3\,134\,488\pm1\,770$ $454\,650\pm674$ $\epsilon_{\rm ee}$ (%)$35.93\pm0.02$ $0.255\pm0.002$ $\epsilon_{\rm \gamma\gamma}$ (%)$3.56\pm0.02$ $47.74\pm0.05$ $\sigma_{\rm ee}$ /nb17.37 17.37 $\sigma_{\rm \gamma\gamma}$ /nb1.833 1.833 $R_{\rm bkg}$ (%)0.07 0.28 L / ${\rm{pb}}^{-1}$ $496.7 \pm 0.3$ $493.1 \pm 0.7$ Table 1. Measured integrated luminosities and the quantities used to calculate them. The second and third columns list the quantities in the Bhabha-dominant and digamma-dominant measurements, respectively. The uncertainties are statistical only.
Combining the selection efficiencies with the theoretical cross sections of the signal processes as well as those of the background processes (
$ \sigma_{\rm bkg} $ ) [2], the total background levels ($ R_{\rm bkg} $ ) are calculated as$ R_{\rm bkg} = \frac{\displaystyle\sum\limits_{\rm bkg}\sigma_{\rm bkg}\epsilon_{\rm bkg}}{(\sigma_{\rm ee}\epsilon_{\rm ee} + \sigma_{{\rm{\gamma}}{\rm{\gamma}}}\epsilon_{{\rm{\gamma}}{\rm{\gamma}}})}. $
(2) The results are 0.07% and 0.28% in the Bhabha-dominant and digamma-dominant measurements, respectively. Detailed background analysis shows that the background mainly arises from
$ u\bar{u} $ ,$ \tau^+\tau^- $ , and$ d\bar{d} $ events in both measurements.Inserting the values of
$ N_{\rm data}^{\rm obs} $ ,$ \epsilon_{\rm ee} $ ,$ \epsilon_{{\rm{\gamma}}{\rm{\gamma}}} $ ,$ \sigma_{\rm ee} $ ,$ \sigma_{{\rm{\gamma}}{\rm{\gamma}}} $ , and$ R_{\rm bkg} $ into the formula$ L = \frac{N_{\rm data}^{\rm obs}}{(\sigma_{\rm ee}\epsilon_{\rm ee} + \sigma_{{\rm{\gamma}}{\rm{\gamma}}}\epsilon_{{\rm{\gamma}}{\rm{\gamma}}})(1+R_{\rm bkg})}, $
(3) the integrated luminosities are determined to be (
$ 496.7 \pm 0.3 $ )$ {\rm pb}^{-1} $ and ($ 493.1 \pm 0.7 $ )$ {\rm pb}^{-1} $ in the Bhabha-dominant and digamma-dominant measurements, respectively. Here, the uncertainties are statistical only. In the two formulae above, the efficiencies$ \epsilon_{\rm ee} $ and$ \epsilon_{{\rm{\gamma}}{\rm{\gamma}}} $ implicitly include an energy-sum-based ECL trigger efficiency of 100% with a negligible uncertainty of$ \mathcal{O} $ (0.01%). This is evaluated using a radiative Bhabha data sample as the ratio of the events triggered by both ECL and CDC to all those triggered by CDC. -
Table 2 summarizes the sources and values of the systematic uncertainties of the integrated luminosities measured above. The systematic uncertainties are evaluated as follows.
Source ee (%) $\gamma\gamma$ (%)ee + $\gamma\gamma$ (%)Cross section ±0.1 ±0.1 ±0.1 CM energy ±0.2 ±0.2 ±0.2 ${\rm \theta}_{\rm cm}$ range±0.0 ±0.4 ±0.1 IP position ±0.2 ±0.1 ±0.1 ECL location ±0.2 ±0.2 ±0.2 MC statistics ±0.1 ±0.1 ±0.1 Beam backgrounds ±0.1 ±0.1 ±0.1 Cluster reconstruction ±0.2 ±0.2 ±0.2 ${E}_{\rm cm}$ distributions±0.1 ±0.1 ±0.1 ${\rm \theta}_{\rm lab}$ distributions±0.1 ±0.2 ±0.1 ${\rm \theta}_{\rm cm}$ distributions±0.3 ±0.3 ±0.3 ${\rm \phi}_{\rm cm}$ distributions±0.1 ±0.3 – Material effects $-0.1$ $+0.7$ +0.1 Overlapping clusters ±0.1 ±0.1 ±0.1 Colliding backgrounds ±0.1 ±0.3 ±0.1 Quadrature sum ±0.6 ${}_{-0.8}^{+1.1}$ ±0.6 Table 2. Systematic uncertainties of the measured integrated luminosities. The second, third, and fourth columns list the uncertainties from the Bhabha-dominant, digamma-dominant, and combined measurements, respectively.
The theoretical cross sections of Bhabha and digamma processes are evaluated with the BABAYAGA@NLO generator with a precision of 0.1% [16, 17], which is taken as the relative systematic uncertainty in each measurement.
The CM energy is an essential input to the BABAYAGA@NLO generator for the evaluation of the signal cross sections and the generation of the signal events. To check the impact of its uncertainty on the measured integrated luminosities, the two measurements are repeated with the CM energy increased/decreased by 0.1%, which is roughly half the width of the
$ \varUpsilon \left( {4{\rm{S}}} \right) $ resonance ($ 20.5\pm2.5 $ ) MeV [30] and is a conservative value for the energy uncertainty according to an analysis of the yield of B mesons. For each measurement, the larger of the changes in the integrated luminosity is taken as the associated uncertainty. The results are about 0.2% for both measurements. Additionally, since the rates of Bhabha and digamma processes vary comparatively slowly with energy, the impact of the uncertainty of the CM energy spread on the measured integrated luminosities is negligible.The polar angle range of electrons and positrons for Bhabha events or photons for digamma events in the CM frame is another important input to the BABAYAGA@NLO generator. The nominal signal MC samples are generated in the
$ \theta_{\rm cm} $ range$ 35^{\circ} $ –$ 145^{\circ} $ . To check the impact of different$ \theta_{\rm cm} $ ranges on the measured integrated luminosities, the two measurements are repeated with Bhabha and digamma events generated in the wider$ \theta_{\rm cm} $ range$ 5^{\circ} $ –$ 175^{\circ} $ . For the Bhabha-dominant measurements, the results are consistent within the statistical uncertainties. For the digamma-dominant measurements, the result changes by about 0.4%, which is taken as the relative systematic uncertainty.The actual position of the IP may deviate from the nominal position (0, 0, 0) as assumed in the MC simulation. In a preliminary study with charged tracks, the average position and the width of the IP distribution over the whole data sample are determined to be (−0.4, 0.4, 0.3) mm. To investigate the impact of the deviation on the measured integrated luminosities, we repeat our measurements using a shifted position of the IP in the MC simulation. The shift used is (
$ -0.4 $ ,$ +0.4 $ ,$ +0.3 $ ) mm from the nominal position. For the Bhabha-dominant and digamma-dominant measurements, the results change by about 0.2% and 0.1%, respectively. In addition, the IP spread is calculated to be about (14 μm, 0.56 μm, 0.35 mm) with the optics parameters set for the x and z dimensions and observed for the y dimension during Phase 2. We perform a study with the IP spread, finding the IP spread only has a negligible impact on the measured integrated luminosities because its x and y components are small and its symmetry around the average position makes the effects in positive and negative directions essentially cancel.The location of the ECL detector has an uncertainty of 0.5 mm in the z direction. In effect, this uncertainty is equivalent to an uncertainty in the position of the IP, though they are from different sources. To examine the impact of the uncertainty on the measured integrated luminosities, the two measurements are each repeated with two new sets of signal MC samples: one produced with the position of the IP changed from (0, 0, 0) to (0, 0,
$ + 0.5$ ) mm, another produced with the position of the IP changed to (0, 0,$ - 0.5$ ) mm. For both measurements, the larger change of the integrated luminosity is about 0.2%, which is taken as the associated relative systematic uncertainty. Besides the uncertainty in the z direction, there is an uncertainty due to the rotation of the ECL sub-detector relative to the coordinate system. However, MC studies show that the impact of a rotation of 1 mrad in$ \theta_{\rm lab} $ on the measured luminosities is negligible.The relative systematic uncertainties due to the limited sizes of the signal MC samples are evaluated to be about 0.1% for both measurements.
To examine the impact of beam background overlay on the measured integrated luminosities, MC samples without beam background overlay are produced and used to perform the two measurements. The differences between the results obtained with and without the background overlay are taken as the systematic uncertainties. The uncertainties are about 0.1% for both measurements. In addition, both MC samples with and without the background overlay demonstrate very good agreement with the data sample in the distributions of the number of ECL clusters after event selection. This indicates that beam backgrounds have only a negligible impact on the signal candidates, which have very clear signatures: two high energy clusters in the ECL barrel region and the back-to-back feature in the
$ \theta_{\rm cm} $ and$ \phi_{\rm cm} $ projections.We estimate the uncertainty due to ECL cluster reconstruction efficiencies using radiative Bhabha events. We find that the average relative difference between data and MC simulation in the efficiencies for the clusters in our selected events is about 0.1%. Since we have two clusters in both measurements, we take 0.2% as the associated uncertainty.
The systematic uncertainties related to the distribution shapes of the energies, polar angles, and azimuthal angles of the ECL clusters are estimated by replacing the nominal requirements with alternatively more and less restrictive requirements. For each distribution shape, the larger of the changes in integrated luminosity is taken as the associated uncertainty. The requirements on the energies, polar angles, and acollinearity in polar angle in both the measurements are changed to
● (1.5) 2.5 GeV
$ <{\rm E}_{\rm cm}^{\rm max2}<{\rm E}_{\rm cm}^{\rm max1}< $ 5.62 (6.02) GeV,● (
$ 35.0^{\circ} $ )$ 39.4^{\circ} $ $ <\theta_{\rm lab}^{{\rm max}1} $ ,$ \theta_{\rm lab}^{{\rm max}2}< $ $ 118.4^{\circ} $ ($ 124.6^{\circ} $ ), and●
$ |\theta_{\rm cm}^{\rm max1}+\theta_{\rm cm}^{\rm max2}-180^\circ|< $ $ 2.5^{\circ} $ ($ 7.5^{\circ} $ );the requirement on the acollinearity in azimuthal angle in the Bhabha-dominant measurement is changed to
● (
$ 1.5^{\circ} $ )$ 3.5^{\circ} $ $ <||\phi_{\rm cm}^{\rm max1}-\phi_{\rm cm}^{\rm max2}|-180^\circ|< $ $ 12^{\circ} $ ($ 14^{\circ} $ );and the requirement on the acollinearity in azimuthal angle in the digamma-dominant measurement is changed to
●
$ ||\phi_{\rm cm}^{\rm max1}-\phi_{\rm cm}^{\rm max2}|-180^\circ|< $ $ 1.5^{\circ} $ ($ 3.5^{\circ} $ ).Here, the values inside and outside the parentheses correspond to the looser and tighter alternative requirements, respectively. The estimated systematic uncertainties obtained by changing requirements on these parameters are listed in Table 2.
A photon, electron or positron may interact while traversing the material in the VXD region. As mentioned in Section 3, the material is not fully included in the simulation model, and hence the material effects differ between the data and MC samples. To check the impact of the difference on the measured integrated luminosities, the two measurements are repeated with a new set of Bhabha and digamma MC samples produced with the vertex detectors removed from the simulation and reconstruction programs. Corresponding to the change of signal MC samples, the integrated luminosity obtained in the Bhabha-dominant measurement increases by about 0.42%, while that obtained in the digamma-dominant measurement decreases by about 3.5%. As described in Section 3, the unsimulated material is estimated to be 20% of the simulated material, and therefore we take −20% instead of 100% of the resulting changes as the associated systematic uncertainties. The relative uncertainties are estimated to be
$ -0.1 $ % and$ +0.7 $ % for the Bhabha-dominant and digamma-dominant measurements, respectively. Here, the uncertainties are signed and show the reduction in the difference between the Bhabha-dominant and digamma-dominant measurements.A photon, electron or positron may also interact with material while traversing the CDC outer wall and the TOP detector, resulting in two nearby ECL clusters. Because we preferentially select events that do not contain nearby clusters, imperfect modeling of this process could lead to a systematic uncertainty. We evaluate the uncertainty by repeating the two measurements with the selection criteria supplemented by requirements dedicated to select events with pairs of nearby clusters. With the extra requirements applied, the change of the result is less than 0.1% for both measurements, which is conservatively taken as the relative systematic uncertainty.
Besides the signal events, a small fraction of background events survive the event selection. We take 100% of the total background levels as the associated systematic uncertainties, which are about 0.1% and 0.3% in the Bhabha-dominant and digamma-dominant measurements, respectively.
Assuming that the individual uncertainties are independent and adding them in quadrature yields total relative systematic uncertainties of 0.6% and
$ {}_{-0.8}^{+1.1} $ % for the Bhabha-dominant and digamma-dominant measurements, respectively. Including these total systematic uncertainties, the integrated luminosities are ($ 496.7 \pm 0.3 \pm 3.0 $ )$ {\rm pb}^{-1} $ and ($ 493.1 \pm 0.7 _{-4.0}^{+5.4} $ )${\rm pb} ^{-1} $ for the Bhabha-dominant and digamma-dominant measurements, respectively. The systematic uncertainties dominate in both measurements. Accounting for the correlations between the uncertainties for the Bhabha- and digamma-dominant measurements, the ratio of the two luminosities is determined to be$ 1.007\pm0.002\pm0.008 $ , indicating agreement between the two results.As can be seen from Section 4, the signal candidates in the Bhabha-dominant and digamma-dominant measurements are separated by the border
$ ||\phi_{\rm cm}^{\rm max1}\!\!-\!\!\phi_{\rm cm}^{\rm max2}|\!-\!\!180^\circ|\! =$ $ 2.5^{\circ} $ . To get the combined result of the two measurements, we repeat a measurement with the merged requirement$ ||\phi_{\rm cm}^{\rm max1}-\phi_{\rm cm}^{\rm max2}|-180^\circ|<13^{\circ} $ . In this measurement, systematic uncertainties are estimated with the same methods used in the two separate measurements, and the results are listed in the fourth column of Table 2.Because most of the uncertainty sources are the same for the two separate measurements and Bhabha events dominate the signal candidates in the combined measurement (
$ \frac{\sigma_{\rm ee}\epsilon_{\rm ee}}{\sigma_{{\rm{\gamma}}{\rm{\gamma}}}\epsilon_{{\rm{\gamma}}{\rm{\gamma}}}} \approx 6.7 $ ), almost all of the systematic uncertainties are equal to their counterparts in the Bhabha-dominant measurement at the order of 0.1%. The uncertainty associated with$ {\rm \phi}_{\rm cm} $ distributions is negligible, since$ ||\phi_{\rm cm}^{\rm max1}-\phi_{\rm cm}^{\rm max2}|-180^\circ|<13^{\circ} $ is a relatively loose requirement. The uncertainty related to material effects is estimated to be +0.1%, mainly because of the cancellation of the corresponding uncertainties in the two separate measurements with the associated numbers of signal candidates as weights. With the systematic uncertainties, the combined result is calculated to be ($ 496.3 \pm 0.3 \pm 3.0 $ )$ {\rm pb}^{-1} $ , which is nearly the same as in the Bhabha-dominant measurement. We take the combined result as the final result in this work.
Measurement of the integrated luminosity of the Phase 2 data of the Belle II experiment
- Received Date: 2019-10-12
- Available Online: 2020-02-01
Abstract: From April to July 2018, a data sample at the peak energy of the